Executive Compensation Services

The Executive Compensation Services (ECS) team is available to host educational workshops to empower public company executives and employees to make informed decisions concerning their equity compensation and employer stock holdings.

The ECS team partners with public companies as their broker to help facilitate option exercises, ESPP and RSU/RSA vestings. Examples include cashless stock option exercises and selling to cover for taxes.

With extensive experience designing 10b5-1 plans, the team focuses on each individual’s specific objectives and price targets. ECS then uses their trading expertise to execute the plan per the parameters set by the client and their advisor. The team can also provide continuing education to company employees and management about evolving 10b5-1 best practices.

Raymond James does not provide tax services. Please discuss these matters with the appropriate professional.

Executive Compensation Services Team

The Executive Compensation Services team supports you in corporate executive education, equity compensation plan administration and 10b5-1 plan design and execution.

Melissa Internicola, CEP
Head, Executive & Stock Plan Solutions
Global Wealth Solutions
 
Read Bio
Lauren Ahern
Lauren Ahern, CPWA®
Senior Manager, Private Wealth
Wealth Planning, Global Wealth Solutions
 
Read Bio
Adam Nibert, CFP®
Private Wealth Consultant
Wealth Planning, Global Wealth Solutions
 
Read Bio
Brandon Reitz
Analyst, Client Specialist
   
Read Bio
Steph Hugley
Office Administrator
   
Read Bio
Stephanie Fuetterer
Stephanie Fuetterer
Analyst, Client Specialist
   

Executive Compensation Services Advisory Team

Chris DeLong
Financial Advisor
Castle Rock
 
Read Bio
Bio-no-photo
Dan Horgan, WMS™
Managing Director
   
David Brennan
Managing Director, Branch Manager
New York
   
Read Bio
Jason Goldstein
Jason Goldstein
Managing Director, Corporate Cash Management
Washington, D.C.
   
Read Bio
Mark Mazman
Vice President, Investment Management Consultant
Naperville
   
Read Bio
Bio-no-photo
Stephanie Kelly
Senior Vice President, Wealth Management
New York
   
Read Bio
Terry Fant, CFP®
Vice President, Investments
   
Read Bio
Sam Aspinwall, CFP®, CPWA®
Managing Director, Investments
St. Petersburg